Course Information
Date :
Time :
Duration : 3 hours
Accredetation :
SIDC CPE points: 10 CPE points
Learning Outcome
Upon completion of the above programme, participants will be able to:
- Identify and approach practically the risk and opportunity for money laundering (ML) & terrorism financing (TF) in the financial system with specific focus on investment industry.
- Analyse the local & international framework on money laundering/terrorism financing & the impact for non compliance.
- Comply with Central Bank of Malaysia Anti-Money Laundering And Counter Financing of Terrorism (AML/CFT) Policy Banking & Deposit Taking Institutions (Sector 1) & Securities Commission Guidelines On AML/CTF.
- Recognise the responsibilities of financial/reporting institutions and their employees under Malaysian Anti-Money Laundering, Anti-Terrorism Financing & Proceeds of Unlawful Activities Act 2001 AMLA 2001.
Course Content
REGULATORY SCOPE ON MONEY LAUNDERING & TERRORISM FINANCING
POSSIBLE MONEY LAUNDERING IN BANKING & INVESTMENT MARKETS?
POSSIBLE TERRORISM FINANCING IN BANKING & INVESTMENT MARKETS?
INTERNATIONAL REGULATORY FRAMEWORK ON AML/CTF
IMPLICATIONS ON REPORTING INSTITUTIONS FOR NON-COMPLIANCE ON LOCAL & INTERNATIONAL REGULATIONS ON AMLA 2001
ANTI-MONEY LAUNDERING, ANTI-TERRORISM FINANCING & PROCEEDS OF UNLAWFUL ACTIVITIES ACT 2001 (AMLA 2001)
SUMMARY OF REPORTING OBLIGATIONS OF A REPORTING INSTITUTION
WHEN & HOW DO RI’S COOPERATE WITH COMPETENT AUTHORITY?
BNM ANTI-MONEY LAUNDERING & COUNTER FINANCING OF TERRORISM (AML/CFT) – BANKING & DEPOSIT TAKING INSTITUTION
SC GUIDELINE ON PREVENTING OF MONEY LAUNDERING & TERRORISM FINANCING FOR CAPITAL MARKET INTERMEDIARIES
LATEST UPDATES ON MALAYSIA AMLA CASES