Course Information
Date :
Time :
Duration :
Accredetation :
SIDC CPE points: 10 CPE points
Learning Outcome
Upon completion of the above programme, participants will be able to:
- Analyze the appropriate steps to identify and assess money laundering and terrorism financing risk in the capital market industry.
- Identify AML/CFT risk in respect of customers, countries or geographical areas and products, services, transactions or delivery channels.
- Recognize the importance on implementing risk assessment, risk mitigation, risk profiling and customer due diligence in the new Bank Negara Malaysia (BNM) and Securities Commission (SC) AML/CFT Guideline.
Course content
MONEY LAUNDERING FROM A GLOBAL PERSPECTIVE
TERRORIST FINANCING FROM A GLOBAL PERSPECTIVE
COMPLIANCE CASE STUDIES
AMLA 2001 (Amended in 2014)
SUMMARY OF REGULATORS NEW AML/CFT GUIDELINES
REVIEW OF REPORTED AMLATFPUAA CASES